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Tóm tắt nội dung (trích từ tài liệu gốc): Author Manuscript HHS Public Access Author Manuscript Author manuscript Author Manuscript Hand Clin. Author manuscript; available in PMC 2018 February 01. Author Manuscript Published in final edited form as: Hand Clin. 2017 February ; 33(1): 175�186. doi:10.1016/j.hcl.2016.08.009. Upper Extremity Injuries in Tennis Players: Diagnosis, Treatment, and Management Kevin C. Chung, MD, MS1 and Meghan E. Lark, BS2 1Professor of Surgery, Section of Plastic Surgery, Assistant Dean for Faculty Affairs, University of Michigan Medical School, Ann Arbor, Michigan 2Research Associate, Section of Plastic Sur

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Author Manuscript       HHS Public Access



Author Manuscript          Author manuscript



Author Manuscript            Hand Clin. Author manuscript; available in PMC 2018 February 01.



Author Manuscript  Published in final edited form as:

                    Hand Clin. 2017 February ; 33(1): 175�186. doi:10.1016/j.hcl.2016.08.009.



                   Upper Extremity Injuries in Tennis Players: Diagnosis,

                   Treatment, and Management



                   Kevin C. Chung, MD, MS1 and Meghan E. Lark, BS2

                   1Professor of Surgery, Section of Plastic Surgery, Assistant Dean for Faculty Affairs, University of

                   Michigan Medical School, Ann Arbor, Michigan

                   2Research Associate, Section of Plastic Surgery, Department of Surgery, University of Michigan

                   Health System, Ann Arbor, Michigan



                   Synopsis



                        Upper extremity tennis injuries are most commonly characterized as overuse injuries to the wrist,

                        elbow and shoulder. The complex anatomy of these structures and their interaction with

                        biomechanical properties of tennis strokes contributes to the diagnostic challenges. A thorough

                        understanding of tennis kinetics, in combination with the current literature surrounding diagnostic

                        and treatment methods, will improve clinical decision-making.



                   Keywords

                        upper extremity; tennis; shoulder; treatment; wrist; elbow; treatment



                   INTRODUCTION



                                     Tennis is one of the most popular sports in the world, owing to the unique combination of

                                     aerobic and anaerobic activity that is enjoyable for all ages and skill levels. At the

                                     competitive level, tennis is showcased through the dynamic exchange of intricate strokes and

                                     serves by some of the world's most versatile athletes. However, the physical demands of this

                                     sport are known to put athletes at risk for a variety of musculoskeletal injuries1. A recent

                                     study of professional tennis competitions found that over 50% of men's and women's

                                     departures from competition could be attributed to injury.2 Although specific injury

                                     incidence varies by age, sex, and experience level, studies of the general tennis population

                                     report that incidence can range from 0.05 � 2.9 injuries per player per year.1 This observed

                                     high prevalence of injury has led many researchers to study how tennis mechanics contribute

                                     to the profiles of various musculoskeletal injuries.



                   Corresponding Author: Kevin C. Chung, MD, MS, Section of Plastic Surgery, University of Michigan Health System, 2130

                   Taubman Center, SPC 5340, 1500 E. Medical Center Drive, Ann Arbor, MI, 48109-5340, kecchung@umich.edu, Phone

                   734-936-5885, Fax 734-763-535.

                   Publisher's Disclaimer: This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our

                   customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of

                   the resulting proof before it is published in its final citable form. Please note that during the production process errors may be

                   discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

                   Disclosure: The authors do not have a conflict of interest to disclose.

                   Chung and Lark                                                                                                                                      Page 2



Author Manuscript                  Descriptive epidemiological studies of tennis injuries have found that injuries occur most

                                   frequently in the lower extremity, followed by the upper extremity, then trunk.1-3 Although

Author Manuscript                  the upper extremities are not the most prevalent injury site, a recent study investigating the

                                   epidemiology of NCAA men's and women's tennis injuries suggested that tennis has a

                                   higher proportion of upper extremity injuries than other NCAA sports3. Additionally,

                                   distinct patterns of injury are observed among sites of occurrence. Lower extremity tennis

                                   injuries are mostly acute and result from traumatic events, whereas upper extremity injuries

                                   are mostly chronic and result from repetitive overuse. To better understand these findings,

                                   risk factors for upper extremity overuse injuries have been widely presented in the literature

                                   for the overhead throwing and striking athlete population. These studies proposed that the

                                   excessive loading of upper extremity contributes significantly to soft tissue problems4,

                                   revealing the important role that technique modification of joint biomechanics can have in

                                   both injury prevention and treatment.



                                   Physicians are confronted with a variety of challenges in the management of injuries

                                   sustained in the upper extremity joints of the wrist, elbow, and shoulder. These challenges

                                   are intensified in the overhead athlete, as the complex anatomical interactions of these joints

                                   often produce a spectrum of pathology.5 This article aims to review concepts related to the

                                   biomechanical origin, diagnosis, treatment, and prevention of common upper extremity

                                   tennis injuries in an effort to guide clinical decision-making. With knowledge of tennis

                                   biomechanics and their relation to injury, physicians can provide patients with informed

                                   opinions and make treatment recommendations that fit the individual needs and expectations

                                   of each athlete.



Author Manuscript  BIOMECHANICS



Author Manuscript                    Similar to other racket sports, tennis is comprised of diverse strokes and serves, each

                                     consisting of different biomechanical factors that could contribute to the spectrum of upper

                                     extremity injury. The tennis serve is the most energy-demanding tennis motion, and has been

                                     shown to comprise nearly 45-60% of all strokes performed in a tennis match.6 The serve is

                                     characterized by five different phases of motion:



                                          (1) wind-up,

                                          (2) early cocking,

                                          (3) late cocking,

                                          (4) acceleration, and

                                          (5) follow through.

                                     Other stroke types include the forehand or backhand groundstroke, which each have three

                                     different phases of motion:



                                          (1) racket preparation,

                                          (2) acceleration, and

                                          (3) follow through.



                                   Hand Clin. Author manuscript; available in PMC 2018 February 01.

                   Chung and Lark                                                                                                                                      Page 3



Author Manuscript                  Specific and dynamic upper extremity positioning can account for large amounts of the

                                   speed at impact and varies by stroke type.

Author Manuscript

                                   When investigating the production of high-energy tennis strokes and their contribution to

                                   tennis injury etiology, the kinetic chain concept of motion cannot be ignored. The kinetic

                                   chain describes the route and direction of energy flow in tennis strokes and serves. In this

                                   process, musculoskeletal joints such as the knee, shoulder, and elbow serve as links in the

                                   kinetic chain by absorbing, generating, and transmitting energy to the next link, completing

                                   a cycle of energy from the ground to the tennis ball at impact with the racket. In a single

                                   tennis match, this cycle is repeated numerous times and relies heavily on an athlete's

                                   strength, endurance, flexibility, and technique.6,7 If energy transfer in one joint is not

                                   efficiently coordinated, subsequent joints can easily become overloaded. For example, a

                                   biomechanical study of the tennis serve found that the mechanical loads transmitted to the

                                   shoulder and elbow increased by 17% and 23% in the absence of proper knee flexion when

                                   attempting to produce a velocity similar to that of a serve performed with correct knee

                                   flexion.8,9 Additionally, a tennis player's ability to use the kinetic chain is often dependent

                                   upon experience level. Several studies have found that advanced players are more efficient at

                                   manipulating the kinetic chain to reduce the impact forces transmitted to upper extremity

                                   joints. In turn, novice or recreational tennis players often use excessive and uncoordinated

                                   strength in the absence of efficient technique, which does not translate into increased ball

                                   velocity and rather overload the joint and increases risk of injury.10,11These results imply

                                   that optimal technique can contribute immensely to maximizing injury prevention and

                                   minimizing loads placed on each joint.



Author Manuscript  WRIST INJURIES



Author Manuscript                    In tennis, wrist injuries are most commonly experienced as ulnar pathology related to the

                                     extensor carpi ulnaris (ECU) tendon and occur during forehand groundstrokes. The forehand

                                     stroke is the most frequently utilized groundstroke in tennis and is performed with the

                                     dominant forearm in full supination and the wrist flexed in ulnar deviation.6 Wrist flexion

                                     and extension are important components of ball velocity after ball-racket impact. For

                                     example, a study by Seeley et al. determined that increasing tennis ball velocity from

                                     medium to fast during the forehand stroke required 31% greater angular velocity of the wrist

                                     joint at impact.12 Therefore, dynamic repetition of this stroke depends largely on the

                                     integrity of the ECU and its ability to contribute to wrist flexion and extension.



                                     Injury risk to both the ECU tendon and its fibro-osseous sheath increases when the tendon is

                                     overloaded by strong forces transmitted to the wrist at impact. A major component of the

                                     forehand stroke that is associated with wrist extensor and flexor overload is the generation of

                                     top-spin, which can be accomplished through using specific racket grip techniques. The

                                     contribution of grip techniques to wrist injury was studied by Tagliafico et al. in 370

                                     nonprofessional tennis players.13 These authors found that utilization of Western and semi-

                                     Western grip types, which are most effective in generating top-spin rotation in the forehand

                                     stroke, were associated with ulnar-sided wrist injuries that almost exclusively pertained to

                                     ECU tendinopathy. Additionally, the non-dominant wrist in the two-handed backhand stroke

                                     can be subjected to the same harmful forces as that of the forehand stroke. This observation



                                   Hand Clin. Author manuscript; available in PMC 2018 February 01.

                   Chung and Lark                                                                    Page 4



Author Manuscript                  is most likely attributed to the extensive ulnar deviation experienced by the non-dominant

                                   wrist at stroke impact.14 These studies indicate that athletes utilizing the Western or semi-

Author Manuscript                  Western grip types of the forehand stroke, as well as those utilizing the two-handed

                                   backhand stroke are at higher risk of experiencing ulnar wrist symptoms and can benefit

                                   from prevention exercises aimed at strengthening the wrist extensor and flexor units of both

                                   arms.



                                   Although less prevalent than ECU tendinitis, tennis players can also experience acute ECU

                                   injury as a result of traumatic subsheath rupture or attenuation. Disruption of the ECU

                                   subsheath leads to a loss of tendon stabilization and can result in painful subluxation or

                                   snapping of the ECU tendon over the ulnar groove.15 Specifically, acute ECU subluxation is

                                   connected with performance of the low forehand stroke. In this stroke, sudden hyper-

                                   supination of the forearm occurs with the wrist in flexion and ulnar deviation, generating a

                                   traumatic force capable of disrupting subsheath integrity. The physicians treating tennis

                                   players with ECU pathology should distinguish between these chronic and acute injuries to

                                   make informed treatment decisions.



Author Manuscript  Diagnosis



Author Manuscript                    In many cases of ECU subluxation, the patient may report painful snapping over the ulnar

                                     styloid of the wrist that limits athletic participation. A detailed physical examination starts

                                     with discussion of both mechanism of injury and symptom history. Next, physicians should

                                     careful palpate the dorsoulnar wrist, specifically assessing the scapholunate, triquetrolunate,

                                     distal radio-ulna, and ulnocarpal joints. Additionally, the hook of the hamate, flexor, and

                                     extensor tendons are examined and the Finkelstein test for DeQuervain tenosynovitis is

                                     performed. Plain radiographs in three views should be ordered to rule out osseous

                                     pathologies such as fractures or distal radio-ulna joint (DRUJ) arthritis.



                                     Although various physical tests for ECU pathology exist, the intricate structures of the wrist

                                     are often difficult to isolate. For this reason, results of clinical maneuvers can often be

                                     elusive and contradictory, further complicating the diagnostic process. Recently, in an effort

                                     to better distinguish ECU tendinitis from ECU subluxation, Ruland and Hogan16 developed

                                     the ECU Synergy Test. This key provocative maneuver relies on synergistic muscle activity

                                     to achieve isometric contraction of the ECU tendon and discern between intra-and extra-

                                     articular ECU pathology (Table 1). This test has proven useful in clinical settings and should

                                     be used prior to imaging studies. In the case of an ambiguous diagnosis or recurrent

                                     symptoms, MRI and dynamic ultrasound studies can supplement physical examination. MRI

                                     can be useful for visualization of ECU tendinitis or confirmation of other soft tissue

                                     abnormalities such as scapholunate ligament or TFCC tears.17 Dynamic ultrasound is an

                                     effective method for identification of ECU subluxation.18-20 These differing findings

                                     highlight the clinical importance of performing the ECU Synergy Test prior to selecting an

                                     imaging modality, in an effort to gain information about injury type and minimize the

                                     unnecessary use of imaging studies.



                                   Hand Clin. Author manuscript; available in PMC 2018 February 01.

                   Chung and Lark                                                                    Page 5



                   Treatment



Author Manuscript                  ECU tendonitis is treated with nonoperative methods such as rest, NSAIDs, splinting, and

                                   technique modification. If symptoms are persistent, corticosteroid injections into the ECU

Author Manuscript                  sheath may be useful. For the treatment of ECU subluxation, cast immobilization with the

                                   wrist pronated and extended for 6 weeks can be considered prior to operative treatment.15 If

                                   symptoms persist after conservative treatment, surgical reconstruction of the fibro-osseous

                                   tunnel of the sixth extensor compartment is recommended. Typically, this reconstruction can

                                   be performed by wrapping a strip of the extensor retinaculum around the ECU and suturing

                                   the tendon in place. A recent study by MacLennan et al.18 investigating outcomes of ECU

                                   tendon sheath reconstruction in 21 patients diagnosed with ECU subluxation observed a

                                   significant improvement in postoperative grip strength, flexion-extension, pronation-

                                   supination, and Disabilities of the Arm, Shoulder, and Hand (DASH) scores at long term

                                   follow-up. Another study that evaluated surgical outcome in a sample consisting of 10

                                   professional athletes (7 tennis players) found that the athletes were able to return to previous

                                   levels of play after an average of 8 months (range 3-21).21 These study results indicated that

                                   excellent surgical outcomes facilitating a return to previous level of play are achievable in

                                   both operative and nonoperative treatments for ECU wrist pathology.



Author Manuscript  ELBOW INJURIES



Author Manuscript                    Elbow pathology in tennis players frequently differs by level of play. Less experienced or

                                     recreational tennis players typically experience elbow injury as a result of incorrect

                                     technique or equipment, whereas professional tennis players may injure the elbow as a result

                                     of more subtle incorrect technique. With this, physicians can tailor medical treatment and

                                     recommendations to fit the tennis player's experience level for both the treatment and

                                     prevention of elbow injury.



                   Lateral epicondylitis



                                     One of the most prevalent tennis injuries presenting to general and specialty clinicians is

                                     lateral epicondylosis, commonly termed "tennis elbow". Epidemiological studies estimated

                                     that up to 50% of tennis players will develop lateral elbow symptoms throughout their tennis

                                     career, with a primary population consisting of recreational tennis players.22,23 Consensus

                                     on cause of lateral epicondylitis does not exist; however, many different etiologies have been

                                     proposed. In addition to anatomical predisposition of the extensor carpi radialis brevis

                                     (ECRB) tendon to irritation, overloading of wrist extensors during the backhand tennis

                                     stroke is thought to be a key contributor to the prevalence of the condition.24-26 Despite

                                     lower utilization compared to forehand strokes and serves, the backhand stroke is important

                                     skill for tennis players. It can be performed using a one-hand or two-handed approach;

                                     however the one-handed approach is more commonly associated with elbow pathology. This

                                     stroke is accomplished with the elbow extended and the wrist supinated, applying stress to

                                     the forearm extensor unit and transmitting particularly large forces to the ECRB at the lateral

                                     epicondyle. Numerous studies have identified both intrinsic technical skill factors and

                                     extrinsic equipment variations that contribute to the high prevalence of this condition in the

                                     recreational tennis player.



                                   Hand Clin. Author manuscript; available in PMC 2018 February 01.

                   Chung and Lark                                                                    Page 6



Author Manuscript                  Differences in the backhand technique of experienced and recreational tennis players can be

                                   observed in kinematic studies of forearm muscle coordination during backhand stroke

Author Manuscript                  production. Grip tightness is a key feature of a powerful backhand stroke; however it must

                                   be coordinated appropriately with phases of the backhand serve to prevent injury to the

Author Manuscript                  elbow. For example, a kinematic study of the backstroke performed by Wei et al.10 found

                                   that experienced tennis players employ a tight grip at ball-racket impact, then immediately

                                   decrease their grip tightness in the follow-through phase. This study found that use of this

                                   quick-release grip reduced 89.2% of the impact force transmitted to the lateral epicondyle

                                   region of the elbow. However, when grip force was quantified in recreational players, these

                                   researchers found that the tight grip was incorrectly retained throughout both ball impact and

                                   follow-through phase, resulting in reduction of only 61.8% of impact force transmitted to the

                                   elbow. Electromyography studies of the same test groups revealed similar results when

                                   forearm muscle activity was quantified, finding that the wrist extensors of recreational

                                   players exceeded maximal contraction levels at both ball impact and follow-through phase,

                                   whereas those of experienced players reached maximal activity at ball impact and were sub-

                                   maximal in the follow-through phase. From this, physicians and rehabilitation specialists

                                   should communicate the importance of decreasing grip strength and relaxing forearm

                                   muscles in the follow-through phase of the backhand stroke. These modifications have

                                   serious implications for lateral epicondylitis prevention in recreational tennis players.



                                   Overloading of the elbow joint can also occur as a result of equipment-dependent factors,

                                   such as racket size or quality. Incorrect grip size of the racket handle has recently been

                                   associated with increased force transmission to the elbow. A study by Rossi et al. quantified

                                   the forces acting on the dominant tennis arm with varying racket handle grip sizes, finding

                                   that grip size significantly influenced the impact forces transmitted to the forearm extensor

                                   muscles, particularly when the grip was too small or large.27 These researchers observed that

                                   when racket handles were not the appropriate size for a tennis player's hand, the players

                                   increased grip force on the racket, which in turn increased harmful force transmission to the

                                   elbow. This study highlights the benefits of properly fitting equipment, of which less

                                   experienced tennis players may not be familiar with.



Author Manuscript                  Diagnosis--Patients with lateral epicondylitis typically present with pain and tenderness

                                   over the lateral epicondyle, which may radiate distal to the forearm throughout the extensor

                                   muscle area. Patients usually experience discomfort with passive flexion and resisted wrist

                                   extension, as well as pain with grasping objects firmly. A variety of physical tests can be

                                   performed to aid diagnosis, including the Cozen test, Mill's test, and Maudsley test (Table

                                   1). The differential diagnosis includes radial tunnel syndrome and posterior interosseous

                                   nerve entrapment. In cases where the diagnosis is unclear, MR imaging can be used to

                                   confirm and plan treatment; however, clinical tests and physical examination are typically

                                   sufficient for diagnosis28.



                                   Treatment--There is no standard protocol for treatment of lateral epicondylitis.

                                   Nonoperative therapy is recommended before operative intervention. In the majority of

                                   cases, symptoms will resolve without treatment within 6 to 12 months. In the tennis athlete,

                                   the wait-and-see approach is not always a realistic option, as athletes often need to return to



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                   Chung and Lark                                                                    Page 7



Author Manuscript                  play quickly. When conservative treatment is selected by the patient and physician,

                                   nonsteroidal anti-inflammatory drugs (NSAIDS) are typically the first approach and are

Author Manuscript                  often recommended with splinting, stretching, and strengthening exercises. Additionally,

                                   physiotherapy that combines elbow manipulation and strengthening exercises targeting the

                                   extensor muscles of the forearm have proven to provide short term symptom relief.29 If

                                   symptoms do not improve with NSAIDS or therapy, corticosteroid or platelet-rich plasma

                                   injections may be considered, although there is a lack of evidence supporting the use of

                                   injections over other nonoperative treatments. A recent randomized control trial conducted

                                   by Coombes et al.30 compared 1-year postoperative outcome measures of three groups of

                                   lateral epicondylitis patients: those receiving physiotherapy with corticosteroid injection,

                                   those receiving physiotherapy only, and those receiving injection only. These researchers did

                                   not observe a clear benefit when comparing these groups to control lateral epicondylitis

                                   patients, and in turn found that corticosteroid treatment resulted in less improvement and

                                   greater 1-year recurrence. Similar studies of conservative treatments have failed to find long

                                   term benefits.29,31-35



                                   In the case of nonoperative treatment failure surgical release of the ECRB at the lateral

                                   epicondyle can be performed with an arthroscopic or open approach provides safe and

                                   effective relief of symptoms with minimal complications36-38. Recent literature has focused

                                   on exploring outcomes of arthroscopic release and has contributed to the growing support of

                                   arthroscopy as a viable method of ECRB release for recalcitrant cases39-42. Studies of

                                   functional recovery after surgical ECRB release indicated that patients can typically return

                                   to play within 3-6 months after surgery 43.



Author Manuscript  Medial Epicondylitis



                                     Medial epicondylitis involves tedinopathy of the pronator teres and flexor carpi radialis

                                     muscles in the attachment of the flexor-pronator tendon to the medial epicondyle. This

                                     condition is found in 10-20% of epicondylitis cases and is believed to be a result of

                                     repetitive eccentric loading of the flexor and pronator muscles of the forearm.44 Contrary to

                                     the incidence of lateral epicondylitis, medial epicondylitis is most common among higher-

                                     level tennis players, and can result from advanced technical deficits, such as open-stance

                                     hitting, short-arming strokes, and excessive wrist snapping during serves and forehand

                                     strokes9.



Author Manuscript                  Diagnosis--Medial epicondylitis patients present with persistent pain and tenderness over

                                   the medial epicondyle, which may radiate distal to the forearm throughout the flexor-

                                   pronator muscle area. Specifically, patients experience pain during the early acceleration

                                   phase of serves and forehand strokes, in which the forearm is pronated with wrist flexion. In

                                   this position, the elbow joint is in valgus stress and the flexor-pronator muscles are

                                   maximally contributing to elbow stabilization.



                                   Physical examination reveals tenderness with resisted wrist flexion and forearm protonation.

                                   Possible differential diagnoses include medial collateral ligament tear, ulnar neuropathy, and

                                   medial elbow instability. Similar to lateral epicondylitis, a medial epicondylitis diagnosis is

                                   usually achieved clinically through physical examination and MR imaging is useful in



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                   Chung and Lark                                                                                                                                      Page 8



Author Manuscript                  diagnosis confirmation in cases of ambiguity45. A recent retrospective review of surgical

                                   medial epicondylitis patients conducted by Vinod and Ross emphasized the utility of

                                   clinically evaluating pronator strength to quantify weakness of the forearm and clinically

                                   track pathological changes in flexor pronator tendon injury46. This aspect is useful in

                                   monitoring the clinical course and making treatment decisions for recalcitrant medial

                                   epicondylitis in the tennis player.



Author Manuscript                  Treatment--Non-operative approaches to treatment such as NSAIDs, strength and

                                   flexibility programs, and rest are utilized prior to operative treatment. Steroid injections may

                                   provide short term symptom relief, yet fail to display significant long term benefits when

                                   compared with control patients47. Conservative treatment is typically effective in symptom

                                   alleviation in 88-96% of cases48. If symptoms persist after 3-6 months of conservative

                                   treatment, operative intervention is considered. Surgical methods can be implemented earlier

                                   in athletes with MR imaging indicating tendon disruption. Open methods of surgical

                                   debridement of the common flexor tendon have continually demonstrated successful in

                                   symptom alleviation.49 Additionally, recent investigations have suggested that suture anchor

                                   fixation of the flexor-pronator mass can also be a method of symptom relief.50 Contrary to

                                   lateral epicondylitis, an arthroscopic approach is typically not recommended in surgical

                                   management of medial epicondylitis, owing to the close proximity of both the ulnar

                                   collateral ligament and the ulnar nerve to the medial epicondyle. Postoperative rehabilitation

                                   is centered on the strengthening and stretching of the flexor-pronator muscles and athletes

                                   can return to play in 3-6 months as tolerated50.



Author Manuscript  SHOULDER INJURIES



Author Manuscript                    The shoulder joint is the most mobile joint in the body and balances both stabilization and

                                     rotational range of motion. In tennis players, this delicate equilibrium is manipulated to

                                     create powerful serves and groundstrokes through external rotation and abduction of the

                                     shoulder. Overuse injuries to the shoulder are prevalent among tennis players of all skill

                                     levels and have been shown to contribute to nearly 4-17% of all tennis injuries3,51. In a

                                     recent study investigating the causes of professional tennis player departures from

                                     competition, Kryger et al. found that shoulder injuries were the second most frequent cause

                                     of departure for both sexes.2 For these reasons, it is not only important that clinicians are

                                     familiar with the intricate pathology, diagnosis, and treatment of athletic shoulder injuries,

                                     but also aware of the mechanical origin of these injuries and how they relate to tennis-

                                     specific movements.



                   Risk Factors



                                     The scapula plays a key role in stabilizing glenohumeral joint mobility during arm motion

                                     by frequently changing positions to promote shoulder movements. In the tennis serve, the

                                     scapula follows distinct patterns of motion, characterized by retraction/protraction as the

                                     serve progresses from early to late cocking stage and upward rotation during the acceleration

                                     phase52. These fine movements are orchestrated by surrounding rotator cuff muscles that

                                     attach to the scapula and other surrounding capsular structures. If shoulder structures

                                     become weak or dysfunctional as a result of chronic overload, tennis players may develop



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                   Chung and Lark                                                                                                                                      Page 9



Author Manuscript                  scapular dyskinesis. This condition is characterized by an imbalance of the scapula, leading

                                   to alterations in scapular movement, which produces pain and functional deficiency during

Author Manuscript                  overhead serving motions. In some cases, the affected scapula may demonstrate a drooping

                                   appearance or inferior medial border prominence at rest when compared with the unaffected

Author Manuscript                  shoulder, a condition commonly referred to as SICK (Scapular malposition, Inferior medial

                                   border prominence, Coracoid pain, and dysKinesis of scapular movement) scapula. 53 In the

Author Manuscript                  majority of tennis athletes, the presence of scapular dyskinesis or SICK scapula has been

                                   found to be associated with shoulder injuries,53-57 though the exact interactions of these

                                   conditions with shoulder injuries are largely undefined.58 The scapula's role in optimal

                                   shoulder performance indicates that an assessment of scapular function is crucial in both

                                   pre-participation athletic evaluations and evaluation of tennis athletes presenting with

                                   shoulder pain or dysfunction. Once identified, scapular abnormalities can be corrected with

                                   rehabilitative stretching programs that successfully target the restoration of muscular and

                                   capsular strength and flexibility in the shoulder.59,60



                                   In tennis, internal rotation of the shoulder is considered one of the most important positive

                                   contributors to ball velocity, especially during the serve8. However, repetition of the

                                   abduction-extension motion of tennis serves and other overhead strokes can alter the

                                   rotational arc of the shoulder, producing an increased degree of external rotation at the

                                   expense of posterior capsule tightening. Although increased external rotation produces a

                                   more powerful serve, posterior tightening decreases the degree to which the athlete's

                                   shoulder can internally rotate and can eventually lead to the development of glenohumeral

                                   internal-rotation deficit (GIRD). GIRD is quantitatively characterized by a >18� loss of

                                   internal rotation in the athlete's dominant shoulder compared with the non-dominant

                                   shoulder, as measured during clinical evaluation.61 The presence of this deficit changes the

                                   glenohumeral kinematics of the tennis serve and has also been found to be associated with

                                   higher risks of shoulder injury.62,63 Athletes with GIRD typically present with deep

                                   posterior shoulder pain that is accompanied with a decrease in degrees of internal rotation

                                   and increase in external rotation, as compared to the non-dominant arm and measured by a

                                   goniometer. The progression of GIRD can be reversed by stretching programs that target the

                                   posteroinferior capsule, which have proven to successfully increase internal and total

                                   rotation and reduce GIRD in high-level tennis players.5,64



                                   Internal impingement is another condition that is related to shoulder injury development. It

                                   is defined as the abnormal mechanical impingement of rotator cuff tendons against the

                                   superior glenoid rim and labrum. Internal impingement occurs in healthy shoulders of

                                   athlete65; however it can be injured from increased posterior capsule compression. Continual

                                   compressive forces in the posterior shoulder capsule can cause a shift of the glenohumeral

                                   joint axis.5 Similar to GIRD and scapular dyskinesis, these compressive loads are

                                   experienced during exaggerated external rotation in the late cocking stage of the tennis serve

                                   and patients will present with posterosuperior pain and dysfunction. Posterior internal

                                   impingement has been shown to occur alongside both GIRD and scapular dyskinesis, and

                                   may become increasingly pathologic when associated with these risk factors.55,66



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                   Chung and Lark                                                                    Page 10



Author Manuscript  Labral Injury



                                     The labrum is a common site of injury for overhead athletes, as it is a key contributor to

                                     optimizing capsular tension in the shoulder. Labral pathology in athletes has been studied

                                     extensively in literature and is often associated with both GIRD and scapular dyskinesis

                                     conditions.55,57,62,67 Superior labral anterior-to-posterior (SLAP) lesions are the most

                                     common labral injuries experienced by athletes. They are characterized by fraying or tearing

                                     of the superior labrum at the site of biceps tendon attachment, disrupting the underlying

                                     interaction with the glenoid. Although different classifications of severity exist, the most

                                     common SLAP lesion involves the detachment of both the superior labrum and the biceps

                                     tendon from the glenoid.68 Biomechanical studies investigating athletic labral injuries have

                                     indicated that the mechanics of the late cocking stage of overhead throws and serves plays

                                     the largest role in the etiology of SLAP lesions69,70.



Author Manuscript                  Diagnosis--The diagnosis of the SLAP lesion is notoriously difficult for physicians and

                                   requires detailed knowledge of shoulder pathology and careful clinical examination.

                                   Athletes with SLAP lesions will present with deep pain that is accompanied by shoulder

                                   weakness or dysfunction experienced during the external rotation of the cocking stage of the

                                   overhead motion. Some athletes may also report the experience of a popping sensation67.

                                   There are many clinical tests to aid in the diagnosis of a SLAP lesion; however a single test

                                   with optimal specificity does not exist.61 Despite these diagnostic limitations, recent

                                   explorations have indicated that a combination of the modified dynamic labral shear test and

                                   O'Brien active compression test yields the most accurate diagnosis (Table 1).71 MR imaging

                                   has also proven to be a useful modality to rule out the diagnosis of a SLAP lesion, but is not

                                   an accurate clinical diagnostic tool when utilized alone.72



Author Manuscript                  Treatment--Similar to other chronic soft tissue injuries, nonoperative treatment is utilized

                                   prior to consideration of surgical repair for SLAP lesions. Conservative treatment typically

Author Manuscript                  encompasses the use of NSAIDs with the same specialized physical therapy programs that

                                   strengthen, stabilize, and increase flexibility of scapular and posterior capsule structures.

                                   Surgical treatment of SLAP lesions is usually deployed if symptoms are not relieved after

                                   4-6 months. Depending on the severity of the SLAP lesion, patients may benefit from either

                                   arthroscopic debridement or repair. However, arthroscopic repair is the standard treatment

                                   for SLAP lesions, especially those that involve the detachment of both the posterior labrum

                                   and the biceps tendon from the glenoid. The arthroscopic approach typically involves

                                   placing multiple suture anchors on the glenoid to secure the attachment of the labrum. A

                                   recent prospective study evaluating this technique found that 87% of patients reported a

                                   good or excellent outcome at a two year follow-up.73 Similar studies on pain and functional

                                   outcome improvement in overhead athlete populations have also supported these

                                   findings.74,75 Alternatively, recent literature has described the utility of biceps tenodesis in

                                   the surgical treatment of SLAP lesions, but outcomes studies have indicated that this

                                   procedure is most effective for an older, nonathletic population.76 The results of these

                                   evaluations indicate that the athletic status of a patient may have a large role in guiding the

                                   treatment decisions being made for SLAP lesions.



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                   Chung and Lark                                                                    Page 11



Author Manuscript                  It is undisputed that athletic activity contributes heavily to the etiology of labral injury in

                                   tennis players. It is also a significant factor in evaluating postoperative outcome, as an

                                   athlete's perception of treatment success is largely based on the ability to return to play.

                                   Functional outcomes and return to play period of both nonoperative and operative SLAP

                                   lesion treatments continue to be a source of controversy in athletic literature. Studies of

                                   overhead athletes have reported inconsistent results regarding return to previous level of

                                   play, reporting successful return in anywhere from 20-94%61,77,78 of overhead athlete

                                   patients. Additionally, literature suggested that the likelihood of overhead athletes returning

                                   to previous levels of play is significantly lower than that of non-throwing athletes.79 These

                                   studies have strong implications for clinicians, in that they suggest postoperative return to

                                   play cannot be guaranteed in the overhead athlete. This observation highlights the necessity

                                   for sufficient physician communication with tennis players about realistic treatment

                                   outcomes that may not satisfy the patient's athletic expectations.



Author Manuscript  Rotator Cuff Injury



                                     Rotator cuff injury is frequent in the general population, with a degenerative etiology seen

                                     mostly in older patients. However, these injuries are also prevalent in younger populations of

                                     overhead throwing athletes, occurring as a result of repetitive, high-energy loading of the

                                     shoulder joint. In energetic overhead motions, the muscles and tendons comprising the

                                     rotator cuff are the most important components of dynamic shoulder stabilization. In

                                     athletes, rotator cuff tendinopathy is most often associated with posterior internal

                                     impingement, which can cause fraying or tearing of the rotator cuff tendons with repetition.

                                     Additionally, scapular dyskinesis has been shown to contribute to rotator cuff pathology, as

                                     the rotator cuff muscles synchronicity is disrupted by abnormal scapular range of motion.



Author Manuscript                  Diagnosis--Patients with rotator cuff injury typically present with pain experienced during

                                   throwing and dysfunction that inhibits peak performance of tennis serves and other overhead

                                   motions, similar to other soft tissue shoulder pathology. If the injury is the result of posterior

                                   internal impingement, the supraspinatus and infraspinatus tendons will be most affected, and

                                   pain will be experienced in the late cocking phase of the tennis serve. Diagnosis can be

                                   achieved during a careful clinical exam that assesses rotator cuff muscle strength, range of

                                   motion, and posterior instability supplemented with imaging studies. In many cases, tests

                                   that evaluate impingement, such as the Neer or Hawkin's test, can be useful for diagnosis

                                   (Table 1). MRI has proven to be a successful supplement to clinical examination and can aid

                                   in rotator cuff tear identification, although ultrasound has also proven to be an effective

                                   diagnostic tool when utilized correctly.



Author Manuscript                  Treatment--As a mainstay of chronic soft tissue injury, conservative treatment of rest,

                                   NSAIDs, and physical therapy programs focusing on strengthening and stretching of the

                                   rotator cuff muscles are utilized prior to the consideration of surgery. Minor injuries to the

                                   rotator cuff usually respond well to treatment, and often permit return to athletic overhead

                                   activity within approximately 3 months.80 If nonsurgical treatment fails after 3-6 months,

                                   operative treatment is considered via arthroscopy or open methods. Surgical treatment

                                   methods depend on the thickness and location of the muscle tear, as surgical approach is

                                   typically altered to fit individual patient needs. Surgery can be accomplished through open



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                   Chung and Lark                                                                                                                                     Page 12



Author Manuscript                  or arthroscopic methods, offering either debridement or repair to improve symptoms. For

                                   partial thickness tears, repair is recommended if the tear comprises greater than 50% of the

Author Manuscript                  tendon, whereas debridement is recommended in cases below 50%. For full-thickness tears,

                                   a suture anchor approach has increasingly emerged as viable option for firm restoration of

                                   rotator cuff tendons to the proper anatomical position. These strengths were demonstrated in

                                   a cadaver study conducted by Burkhart et al. that tested the cyclic loading capabilities of

                                   suture anchor fixation compared to transosseous bone tunnel fixation .81 The long term

                                   outcomes of rotator cuff debridement and repair in the overhead athlete are not well defined

                                   in the literature. However, the few studies that have investigated outcomes in this population

                                   reported that satisfactory result of debridement is achieved in anywhere from 66-76 % of

                                   athletes, with roughly 45-85% being able to return to play. 82-84 Whereas debridement

                                   results are somewhat promising, outcomes of surgical partial- and full-thickness repair are

                                   increasingly dismal, with some studies observing an inability to return to play in more than

                                   half of patients. 84,85 These suboptimal results suggest that physicians should approach

                                   surgical repair of rotator cuff tears with caution when considering overhead athletes. Similar

                                   to outcomes of SLAP repair, it is imperative that physicians discuss the realities of surgical

                                   intervention in shoulder pathology and prepare athletes for potential inability to return to

                                   previous levels of play.



Author Manuscript  SUMMARY



                                     Tennis is a complex and physically demanding sport that can produce a wide range of

                                     similarly complex injuries. Upper extremity injuries occur from repetitive overloading of

                                     joints, and diagnosis is frequently challenging for physicians, owing to the complex

                                     interaction between soft tissue anatomy and biomechanics of the kinetic chain. Diagnosis

                                     and treatment of common tennis injuries vary by the location of the injury and can depend

                                     on the mechanism of injury, experience level of the athlete, and the presence of physical risk

                                     factors that are affected by muscular strength, flexibility, and coordination. Operative

                                     management is considered after trying conservative treatment, yet should be approached

                                     with caution, in that favorable outcomes may not be realistic and a return to previous level of

                                     play may not be achievable.



Author Manuscript  Acknowledgments



                                         Research reported in this publication was supported by a Midcareer Investigator Award in Patient-Oriented

                                         Research (2K24 AR053120-06) to Dr. Kevin C. Chung. The content is solely the responsibility of the authors and

                                         does not necessarily represent the official views of the National Institutes of Health.



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                                   Hand Clin. Author manuscript; available in PMC 2018 February 01.

Author Manuscript  Chung and Lark                                                                                                                        Page 17



                                              �                          Key Points

                                              �  Common upper extremity tennis injuries involve soft tissue and are

                                              �  usually a result of overuse.

                                              �  Tennis injuries have a complex association with biomechanical

                                                 properties of tennis strokes and serves.

                                                 Injury profile of tennis injuries vary by injury site, mechanism of

                                                 injury, athlete experience level, and presence of known risk factors.

                                                 Diagnosis can be a challenge and depends on a thorough understanding

                                                 of current research topics.



Author Manuscript



Author Manuscript



Author Manuscript



                   Hand Clin. Author manuscript; available in PMC 2018 February 01.

                   Chung and Lark                                                                                                    Page 18



Author Manuscript                                                                       Table 1

                   A summary of physical tests useful for the diagnosis of common upper extremity tennis conditions



                   Condition               Physical                             Description                                          Positive Result

                                             Test



                                                         �                      Patient rests arm on table with elbow flexed at 90

                                                                                degrees

                   Extensor Carpi Ulnaris      ECU       �                                                                             Pain experienced

                            (ECU)          Synergy Test  �                      With forearm in full supination, examiner palpates   along the dorsal ulnar

                                                                                the ECU tendon.

                   Tendinitis/Subluxation                                                                                                      wrist

                                                                                Ensuring that wrist is neutral, use other hand to

                                                                                grasp patient's long finger and resist patient's

                                                                                radial abduction of the thumb



                                                         �                      Patient elbow is stabilized by palpation of

                                                                                examiner's thumb over lateral epicondyle

                                           Cozen test    �                                                                            Pain experienced at

                                                                                Patient is asked to make a fist and pronate forearm  the lateral epicondyle

                                                                                with radial deviation and extension

Author Manuscript                                        �

                                                                                Examiner resists patient movement



                                                                             �  Patient arm in passive pronation with wrist flexed

                   Lateral Epicondylitis                                        and elbow extended



                                           Mill's test   �                      Examiner palpates the lateral epicondyle with        Pain experienced at

                                                                                thumb                                                 lateral epicondyle



                                                         �                      Resisted middle digit extension



                                           Maudsley      �                      Specifically target resistance of the middle         Pain experienced in

                                              test                              extensor digitorum communis (EDC) tendon             elbow region above

                                                                                                                                      lateral epicondyle



                                                         �                      Patient stands



                                           Modified      �                      Examiner flexes elbow 90 degrees, then abducts        Pain experienced

                                                                                into scapular plane above 120 degrees and            along posterior joint

                                           dynamic                              externally rotated to maximum ability                line with or without



                                           labral shear                         Guide arm into maximal horizontal abduction, and            clicking

                                                                                shear load to joint maintaining this position

                                           test          �



Author Manuscript                                                          �    Patient stands

                   Labral pathology

                                                                                Examiner places arm at 90 degrees forward

                                                                           �    flexion, 10 degrees horizontal adduction with

                                                                                internal rotation

                                           O'Brien's     �                                                                           Pain experienced at

                                              test                              Place hand over elbow and ask patient to resist        joint line during

                                                                                downward pressure

                                                         �                                                                           internal rotation, yet

                                                                                Ask patient to externally rotate palms up, place     pain improves with

                                                                                hand over palm and ask patient to resist downward

                                                                                pressure                                               external rotation



                                                         �                      Patient stands with arm passive at side of body

                                                                                with elbow extended

                                           Neer test     �                                                                           Pain experienced at

                                                                                Examiner internally rotates arm through full         anterior-lateral area

                                                                                forward flexion

                                                                                                                                          of shoulder



Author Manuscript  Rotator Cuff pathology



                                                         �                      Patient stands



                                           Hawkin's      �                      Examiner places shoulder in 90 degrees of            Pain experienced with

                                              test                              shoulder and elbow flexion, then rotates internally  internal rotation



                                           Hand Clin. Author manuscript; available in PMC 2018 February 01.